NEWBRIDGE SECURITIES CORPORATION SEC# 104065 8-52538 Main Office Location Mailing Address Business Telephone Number Doing business as NEWBRIDGE SECURITIES CORPORATION (954) 334-3450 Regulated by FINRA Florida Office 1200 NORTH FEDERAL HIGHWAY SUITE 400 BOCA RATON, FL 33432 1200 NORTH FEDERAL HIGHWAY SUITE 400 BOCA RATON, FL 33432 ©2021 FINRA. Current Firm: Newbridge Financial Services Group, Inc. James Ray (CRD# 1854247) is an Investment Advisor Representative working at Newbridge Financial Services Group, Inc. in Boca Raton, FL and has over 32 years of experience in the finance industry. 2020-07-10: Updated: 2020-07-10 11:00:27 Customers Blame Newbridge Securities Broker Kerri Jamison For Investment Losses by Shepherd Smith Edwards & Kantas, LLP 2020-07-09 : Updated: 2020-07-09 12:43:28 Once Again, GPB Capital Holdings Reneges On Giving Key Tax Documents to … During Mr. Shafer’s securities industry career as a salesperson he has been the subject of seven customer complaints. Austin Dutton: Complaints Against New York City Financial Advisor. Fagenson currently has two (2) FINRA arbitrations complaints pending, according to his FINRA BrokerCheck report. Dustin Shafer is currently employed by Newbridge Securities Corporation in Springfield, Illinois. The table below is a blacklist consisting of Investment brokers who have scammed those who made complaints on Broker Complaint Registry. Mr. Shafer has also been the subject of six customer complaints related to non-traded REITs while employed by the following firms: Newbridge Securities Corporation in Springfield, IL from September 2019 through November 2020; and; Money Concepts Capital Corp in Springfield, IL from June 2008 through July 2019. Newbridge Securities Corporation / Member of FINRA/SIPC; Contact Information. are investigating. Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. 5200 Town Center Cir STE 306. Pennsylvania state securities officials levied their highest-ever fines against brokerage Newbridge Securities of Boca Raton, Fla., and Dutton of Doylestown, for selling risky real estate funds set up by Schorsch that were “unsuitable” for Philadelphia police officers and … Newbridge Securities Financial Advisor, Peter Goffin, Has Nine Customer Complaints. Newbridge Securities Corporation Hires Peter Czarnomski to Head Customer Service Group - Monday January 25, 2021 11:00 AM EST Newbridge Securities Corporation Recruits Chad Champion, Managing Director, Head of Equity Capital Markets - Wednesday January 20, 2021 7:48 AM EST ... You are also able to register any complaints regarding the processing of your personal data … During Mr. Shafer’s securities industry career as a salesperson he has been the subject of seven customer complaints. of securities from other broker/dealers into the firm’s inventory account and sales of securities to other broker/dealers from the firm’s inventory account. No investment strategy can guarantee a profit or protect against loss in … File A Claim to Recover Your Investment Losses At Newbridge Securities Corporation Office of Supervisory Jurisdiction: 1200 N. Federal Hwy, Ste 400, Boca Raton FL 33432 P: 954.334.3450 T: 877.447.9625 F: 954.489.2390. A. Newbridge Securities Corp. Newbridge is a Florida corporation, Am. 17. Although your situation may be different than the following, if you have losses as a result of fraud and misconduct by brokers, investment advisors, or insurance agents call Menzer... Read more » Securities offered through Newbridge Securities Corporation, Member FINRA, SIPC and Investment Advisory Services offered through Newbridge Financial Services Group Inc. an SEC Registered Investment Adviser. Dean S. Dignoti ("Dignoti") is an individual, whose lasl known address is 7420 Serrano Terrace, Delray Beach, Florida 33446. Mr. Shafer has also been the subject of six customer complaints related to non-traded REITs while employed by the following firms: Newbridge Securities Corporation in Springfield, IL from September 2019 through November 2020; and; Money Concepts Capital Corp in Springfield, IL from June 2008 through July 2019. The Company offers wealth management, mergers … View Howard Yeager's business profile as Senior VP, Investment at Newbridge Securities. Newbridge Securities Corporation. His Registrations. NEWBRIDGE SECURITIES CORPORATION 104065 1451 CYPRESS CREEK ROAD SUITE 204 FT. LAUDERDALE, FL 33309 SRO Category Status Date FINRA General Securities Principal APPROVED 11/10/2010 FINRA General Securities Representative APPROVED 11/10/2010 NASDAQ Stock Market General Securities Principal APPROVED 09/15/2011 is interested in speaking to investors who have complaints regarding Mr. Isaacson. We invite you to explore the articles below to get a sense of the regulatory history of many of the brokerage firms that are regulated by FINRA. He was apparently still scamming people in December, 2012, and arrested on 22 Oct 2013, charged with securities fraud and more. Claimants were represented in the 2015 arbitration by "Carl Joseph Smith, President, CJS Financial Corp., Coral Springs, Florida" but there is no indication that he is a lawyer. During his career, he has been registered with five different securities firms. Glassdoor has 21 Newbridge Securities reviews submitted anonymously by Newbridge Securities employees. Newbridge Securities Com. Newbridge Securities is currently licensed to operate in all 50 U.S. states as well as in Washington DC, Puerto Rico and the Virgin Islands. Oehmke had trading authority for the Ryzcek accounts at Sunstate, Electronic Access and Newbridge. During the period 2008 through 2019 he was registered with Money Concepts Capital Corp. in the same city. Marshall Isaacson, an ex-broker at Newbridge Securities based in Boca Raton, Florida, was recently barred by The Financial Regulatory Authority ().According to several reports, Isaacson has been accused of making unsuitable investment recommendations without paying heed … Jeffrey Broten has also been the subject of at least five customer complaints. Parties, docket activity and news coverage of federal case In Re ForceField Energy Inc. Securities Litigation, case number 1:15-cv-03020, from New York Southern Court. Newbridge Securities was a wonderful firm to work for myself and other employees we worked well together as a team. Magarelli is currently employed by Newbridge Securities Corporation at their Boca Raton, FL office, where he has been employed since 2010. If these red flags raise questions, call us and we will inform you of your rights as an investor. Files FINRA Arbitration Claim against Newbridge Securities to Recover ETF Losses Feb 13, 2018 8:00 AM ET Legal Newswire … b 04/2017 - 01/2018 newbridge securities corporation 104065 morristown, nj b 10/2015 - 01/2017 invest financial corporation 12984 burlington, nj b 07/2013 - 10/2015 essex national securities, llc 25454 pennington, nj b 03/2013 - 07/2013 regal securities, inc. 7297 glenview, il b 04/2011 - 11/2011 pnc investments 129052 millstone twp., nj
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